SEC Form 4 · accession 0000796505-16-000059
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl Beranek
Officer — Chief Executive Officer · Director
Period of report
Aug 2, 2016
Accepted (ET)
Aug 4, 2016 · 5:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3,F1 | Aug 2, 2016 | S | 3,501 | $19.65 | D | 592,025 | D | |
| Common StockF3,F2 | Aug 4, 2016 | S | 6,499 | $18.97 | D | 585,526 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.50 to $19.90.
- F2The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.83 to $19.10.
- F3Shares sold for tax purposes as a result of exercised stock options.