SEC Form 4 · accession 0000796505-16-000048
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cheryl Beranek
Officer — Chief Executive Officer · Director
Period of report
Apr 19, 2016
Accepted (ET)
Apr 20, 2016 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2016 | M | 30,000 | $6.36 | A | 569,464 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $6.36 | Apr 19, 2016 | M | 30,000 | D | Aug 25, 2011 | Aug 25, 2016 | Common Stock | 30,000 | 0 | D |
Explanation of responses
- F1The stock option vested in 20% increments beginning 8/25/2011 through 8/25/2015.