SEC Form 4 · accession 0000796505-16-000046
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald G Roth
Director · 10% Owner · Other
Period of report
Feb 26, 2016
Accepted (ET)
Feb 29, 2016 · 5:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | A | 678 | $0.00 | A | 1,198,725 | D | |
| Common Stock | holding | — | — | — | 176,760 | I | Shares Held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restrictions on Restricted Stock lapse the first business day prior to the 2017 Annual Meeting of Shareholders.