SEC Form 4 · accession 0000796505-16-000042
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Herzog
Officer — Chief Financial Officer
Period of report
Feb 29, 2016
Accepted (ET)
Feb 29, 2016 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 29, 2016 | S | 4,000 | $14.69 | D | 59,382 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold for tax purposes as a result of exercising options in February 2015.
- F2The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.52 to $14.74.