SEC Form 4 · accession 0000796505-15-000035
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald G Roth
Director · 10% Owner · Other
Period of report
Nov 25, 2015
Accepted (ET)
Nov 30, 2015 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 25, 2015 | P | 5,000 | $13.57 | A | 1,188,047 | D | |
| Common StockF2 | Nov 30, 2015 | P | 5,000 | $13.63 | A | 1,193,047 | D | |
| Common Stock | holding | — | — | — | 176,760 | I | Shares Held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.48 to $13.61.
- F2The price in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.57 to $13.64.