SEC Form 4 · accession 0000796505-15-000020
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel R Herzog
Officer — Chief Financial Officer
Period of report
Jun 30, 2015
Accepted (ET)
Jul 2, 2015 · 9:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (ESPP)F1 | Jun 30, 2015 | A | 168 | $10.46 | A | 65,688 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Purchase of Common Stock through Employee Stock Purchase Plan for period January 1-June 30, 2015. In accordance with the ESPP, these shares were purchased based on 85% of the closing price on January 1, 2015.