SEC Form 4 · accession 0000796505-15-000006
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Reddan Jr.
Director
Period of report
Feb 3, 2015
Accepted (ET)
Feb 4, 2015 · 10:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 3, 2015 | M | 7,500 | $1.16 | A | 29,801 | D | |
| Common Stock | Feb 3, 2015 | M | 1,000 | $2.87 | A | 30,801 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Non-qualified stock option (Right to buy) | $1.16 | Feb 3, 2015 | M | 7,500 | D | Feb 24, 2010 | Feb 27, 2015 | Common Stock | 7,500 | 5,900 | D |
| Director Non-qualified stock option (Right to buy) | $2.87 | Feb 3, 2015 | M | 1,000 | D | Feb 23, 2011 | Feb 26, 2016 | Common Stock | 1,000 | 4,900 | D |