SEC Form 4 · accession 0000796505-15-000004
Clearfield, Inc. · CLFD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Hill
Officer — Chief Operating Officer
Period of report
Jan 23, 2015
Accepted (ET)
Jan 26, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796505
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 23, 2015 | S | 2,380 | $12.00 | D | 246,689 | D | |
| Common StockF1,F2 | Jan 26, 2015 | S | 7,620 | $12.02 | D | 239,069 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold in accordance with a 10b5-1 rule plan for tax purposes as a result of exercising options in April 2014.
- F2The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.06.