SEC Form 4 · accession 0000796343-19-000002
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles M Geschke
Director
Period of report
Jan 8, 2019
Accepted (ET)
Jan 9, 2019 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2019 | A | 21,258 | $33.18 | A | 155,111 | I | By Family Trust |
| Common StockF2,F1 | Jan 8, 2019 | S | 15,958 | $232.5951 | D | 139,153 | I | By Family Trust |
| Common StockF3,F1 | Jan 8, 2019 | S | 5,300 | $233.0566 | D | 133,853 | I | By Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F4 | $33.18 | Jan 8, 2019 | M | 21,258 | D | Jan 8, 2019 | Apr 13, 2019 | Common Stock | 21,258 | 0 | D |
Explanation of responses
- F1Shares held by The Geschke Family Trust.
- F2This transaction was executed in multiple trades at prices ranging from $231.96 to $232.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F3This transaction was executed in multiple trades at prices ranging from $232.96 to $233.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F4Options granted April 13, 2012 are fully vested and exercisable.