SEC Form 4 · accession 0000796343-18-000096
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert K Burgess
Director
Period of report
Apr 11, 2018
Accepted (ET)
Apr 13, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 11, 2018 | M | 2,035 | $0.00 | A | 3,655 | I | by trust |
| Common Stock | holding | — | — | — | 12,375 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Apr 11, 2018 | M | 2,035 | D | — | — | Common Stock | 2,035 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | Apr 13, 2018 | A | 1,177 | A | — | — | Common Stock | 1,177 | 1,177 | D |
Explanation of responses
- F1Includes 2,035 shares held by The Burgess Family Trust, dtd 07/23/98 of which reporting person is a trustee, and 1,620 shares in trust for the benefit of Mr. Burgess' children.
- F2This restricted stock unit award vested in full on April 11, 2018.
- F3Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.