SEC Form 4 · accession 0000796343-18-000061
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Francis Murphy
Officer — SVP, CAO & Corp. Controller
Period of report
Mar 20, 2018
Accepted (ET)
Mar 22, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 20, 2018 | M | 5,750 | $0.00 | A | 5,843 | D | |
| Common StockF2 | Mar 20, 2018 | F | 2,288 | $229.75 | D | 3,555 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Mar 20, 2018 | M | 5,750 | D | — | — | Common Stock | 5,750 | 17,250 | D |
Explanation of responses
- F1Includes 93 shares acquired on December 29, 2017 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
- F2Shares surrendered to pay tax liability due at vesting.
- F3Vests at a rate of 1/4 annually on the first, second, third and fourth anniversaries of the March 20, 2017 grant date.