SEC Form 4 · accession 0000796343-17-000111
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Warnock
Director
Period of report
Apr 11, 2017
Accepted (ET)
Apr 13, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 6, 2017 | G | 42,500 | — | D | 517,100 | I | by trust |
| Common StockF2 | Apr 11, 2017 | A | 2,801 | $0.00 | A | 519,901 | I | by trust |
| Common Stock | holding | — | — | — | 16,088 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Apr 11, 2017 | M | 2,801 | D | — | — | Common Stock | 2,801 | 0 | D |
| Restricted Stock UnitsF4 | $0.00 | Apr 13, 2017 | A | 2,035 | A | — | — | Common Stock | 2,035 | 2,035 | D |
Explanation of responses
- F1Shares transferred as a bona fide gift without any consideration.
- F2Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.
- F3This restricted stock unit award vested in full on April 11, 2017.
- F4Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.