SEC Form 4 · accession 0000796343-16-000388
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Garrett
Officer — EVP, CFO & Asst. Secretary
Period of report
Sep 6, 2016
Accepted (ET)
Sep 6, 2016 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Sep 6, 2016 | S | 26,899 | $103.4727 | D | 0 | D | |
| Common StockF3 | holding | — | — | — | 50,000 | I | by trust | |
| Common StockF4 | holding | — | — | — | 107 | I | by trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person July 20, 2015.
- F2This transaction was executed in multiple trades at prices ranging from $103.29 to $103.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F3Shares held by the Garrett Living Trust, dtd 11/15/91, of which the reporting person is a trustee.
- F4Shares held by the Garrett Family Investment Partnership LP.