SEC Form 4 · accession 0000796343-16-000378
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Garrett
Officer — EVP, CFO & Asst. Secretary
Period of report
Aug 16, 2016
Accepted (ET)
Aug 17, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | M | 56,250 | $0.00 | A | 56,250 | D | |
| Common StockF1 | Aug 16, 2016 | F | 29,351 | $100.60 | D | 26,899 | D | |
| Common StockF2 | holding | — | — | — | 107 | I | by trust | |
| Common StockF3 | holding | — | — | — | 50,000 | I | by trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Aug 16, 2016 | M | 56,250 | D | — | — | Common Stock | 56,250 | 0 | D |
Explanation of responses
- F1Shares surrendered to pay tax liability due at vesting of Restricted Stock Units.
- F2Shares held by the Garrett Family Investment Partnership LP.
- F3Shares held by the Garrett Living Trust, dtd 11/15/91, of which the reporting person is a trustee.
- F4Vests at a rate of 25% annually on the first, second, third and fourth anniversaries of the August 16, 2012 grant date.