SEC Form 4 · accession 0000796343-16-000364
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Rosensweig
Director
Period of report
Jun 29, 2016
Accepted (ET)
Jul 11, 2016 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jun 29, 2016 | S | 19,300 | $92.9831 | D | 19,268 | I | by trust |
| Common StockF3 | holding | — | — | — | 13,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Late filing due to broker error.
- F2This transaction was executed in multiple trades at prices ranging from $92.88 to $93.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F3As a result of clerical error, the number of shares the reporting person beneficially owns in indirect ownership form was previously reported as 51,568 shares when it was actually 38,568 shares. The remaining 13,000 shares are held by the reporting person directly.
- F4These shares are held indirectly by a trust for the benefit of the reporting person's children. The reporting person is a trustee of the trust.