SEC Form 4 · accession 0000796343-16-000356
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Warnock
Director · Other
Period of report
Jun 30, 2016
Accepted (ET)
Jul 1, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jun 30, 2016 | S | 4,000 | $95.1512 | D | 581,115 | I | by trust |
| Common StockF4 | holding | — | — | — | 16,088 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $95.00 to $95.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2As a result of clerical error, the number of shares the reporting person beneficially owns in indirect ownership form was previously reported as 581,129 shares when it was actually 585,115 shares.
- F3Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.
- F4As a result of clerical error, the number of shares the reporting person beneficially owns in direct ownership form was previously reported as 22,868 shares when it was actually 16,088 shares.