SEC Form 4 · accession 0000796343-16-000307
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Rowley
Officer — VP, Corp. Controller & CAO
Period of report
Apr 9, 2016
Accepted (ET)
Apr 12, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 9, 2016 | M | 2,817 | $0.00 | A | 2,817 | D | |
| Common StockF1 | Apr 9, 2016 | F | 1,469 | $94.07 | D | 1,348 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2 | $0.00 | Apr 9, 2016 | M | 2,817 | D | — | — | Common Stock | 2,817 | 2,816 | D |
Explanation of responses
- F1Shares surrendered to pay tax liability due at vesting of Restricted Stock Units.
- F2Vests at a rate of 1/3 annually on the first, second and third anniversaries of the April 9, 2014 grant date.