SEC Form 4 · accession 0000796343-16-000298
ADOBE INC. · ADBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Daley
Director
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000796343
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 30, 2016 | M | 2,840 | $33.82 | A | 27,500 | D | |
| Common Stock | Mar 30, 2016 | S | 2,840 | $94.00 | D | 24,660 | D | |
| Common Stock | Apr 1, 2016 | M | 5,000 | $33.82 | A | 29,660 | D | |
| Common Stock | Apr 1, 2016 | S | 5,000 | $95.00 | D | 24,660 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $33.82 | Mar 30, 2016 | M | 2,840 | D | Mar 30, 2016 | Apr 19, 2017 | Common Stock | 2,840 | 5,000 | D |
| Stock Option (right to buy)F1 | $33.82 | Apr 1, 2016 | M | 5,000 | D | Mar 30, 2016 | Apr 19, 2017 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Options granted April 19, 2010 are fully vested and exercisable.