SEC Form 4 · accession 0001179110-18-009126
TRANS WORLD ENTERTAINMENT CORP · TWMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Galvin
Director
Period of report
Jun 27, 2018
Accepted (ET)
Jun 29, 2018 · 10:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000795212
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1,F2 | $0.98 | Jun 27, 2018 | A | 15,000 | A | — | Jun 27, 2028 | Common Stock $0.01 per share | 15,000 | 15,000 | D |
Explanation of responses
- F1The equity transactions listed above is pursuant to equity plans qualified under 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
- F2Option grants are exercisable within 4 years of grant and expire 10 years after grant.