SEC Form 4 · accession 0001179110-17-001109
TRANS WORLD ENTERTAINMENT CORP · TWMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Higgins
Director · 10% Owner
Period of report
Jan 19, 2017
Accepted (ET)
Jan 20, 2017 · 4:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000795212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $.01 per share | Jan 19, 2017 | P | 18,001 | $3.11 | A | 18,001 | D | |
| Common Stock par value $.01 per share | Jan 20, 2017 | P | 13,999 | $3.10 | A | 32,000 | D | |
| Common Stock par value $.01 per shareF1 | holding | — | — | — | 14,279,715 | I | By Trust | |
| Common Stock par value $.01 per share | holding | — | — | — | 137,500 | I | Higgins Foundation | |
| Common Stock par value $.01 per share | holding | — | — | — | 300,550 | I | Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned directly by the Robert J. Higgins TWMC Trust, a ten percent owner of the issuer, and indirectly by Robert J. Higgins as a trustee of the trust. Robert J. Higgins is a director and a ten percent owner of the issuer.