SEC Form 4 · accession 0001179110-15-007124
TRANS WORLD ENTERTAINMENT CORP · TWMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin E Hanaka
Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000795212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | May 1, 2015 | A | 13,774 | — | A | 13,774 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F2,F3 | $4.77 | holding | — | — | — | — | Aug 14, 2023 | Common S$0.01 per share | 15,000 | 15,000 | D |
Explanation of responses
- F1Annual compensation paid in shares of common stock in lieu of cash award pursuant to the 2005 Long Term Incentive Award Plan, which such plan qualifies under Rule 16(b)-3.
- F2The equity transactions listed above is pursuant to equity plans qualified under 16b-3 and exempt from Section 16(b) of the Securities Exchange Act
- F3Option grants are exercisable within 4 years of grant and expire 10 years after grant.