SEC Form 4 · accession 0000794619-17-000069
AMERICAN WOODMARK CORP · AMWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Cary Dunston
Officer — President & C.E.O. · Director
Period of report
Jun 6, 2017
Accepted (ET)
Jun 8, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2017 | M | 4,767 | $29.92 | A | 58,661 | D | |
| Common Stock | Jun 6, 2017 | M | 1,233 | $57.11 | A | 59,894 | D | |
| Common StockF1 | Jun 6, 2017 | S | 6,000 | $94.10 | D | 53,894 | D | |
| Common StockF2 | Jun 6, 2017 | F | 3,785 | $94.50 | D | 50,109 | D | |
| Common Stock | Jun 7, 2017 | M | 3,300 | $57.11 | A | 53,409 | D | |
| Common StockF1 | Jun 7, 2017 | S | 3,300 | $93.85 | D | 50,109 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employer Stock Option - Right to Buy | $29.92 | Jun 6, 2017 | M | 4,767 | D | Jun 6, 2015 | Jun 6, 2024 | Common Stock | 4,767 | 0 | D |
| Employer Stock Option - Right to Buy | $57.11 | Jun 6, 2017 | M | 1,233 | D | Jun 5, 2016 | Jun 5, 2025 | Common Stock | 1,233 | 7,834 | D |
| Employer Stock Option - Right to Buy | $57.11 | Jun 7, 2017 | M | 3,300 | D | Jun 5, 2016 | Jun 5, 2025 | Common Stock | 3,300 | 4,534 | D |
Explanation of responses
- F1Sales on this form were affected pursuant to 10b5-1 Sales Plan adopted by the reporting person on September 8, 2015.
- F2The shares being reported as disposed of were withheld to satisfy required tax withholding liabilities in connection with the payment of RSU's.