SEC Form 4 · accession 0000794619-16-000360
AMERICAN WOODMARK CORP · AMWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kent Guichard
Officer — CHAIRMAN OF THE BOARD · Director
Period of report
Jun 15, 2016
Accepted (ET)
Jun 17, 2016 · 2:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2016 | M | 2,048 | $36.74 | A | 46,304 | D | |
| Common Stock | Jun 15, 2016 | M | 952 | $29.92 | A | 47,256 | D | |
| Common StockF1 | Jun 15, 2016 | S | 3,000 | $65.00 | D | 44,256 | D | |
| Common Stock | Jun 16, 2016 | M | 4,386 | $29.92 | A | 48,642 | D | |
| Common Stock | Jun 16, 2016 | S | 4,386 | $65.00 | D | 44,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - Right-to-Buy | $36.74 | Jun 15, 2016 | M | 2,048 | D | Jun 7, 2014 | Jun 7, 2023 | Common Stock | 2,048 | 0 | D |
| Employer Stock Option - Right to Buy | $29.92 | Jun 15, 2016 | M | 952 | D | Jun 6, 2015 | Jun 6, 2024 | Common Stock | 952 | 18,748 | D |
| Employer Stock Option - Right to Buy | $29.92 | Jun 16, 2016 | M | 4,386 | D | Jun 6, 2015 | Jun 6, 2024 | Common Stock | 4,386 | 14,362 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.09, inclusive. The reporting person undertakes to provide to American Woodmark Corporation, any security holder of American Woodmark Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (1) to this Form 4.