SEC Form 4 · accession 0000794619-15-000035
AMERICAN WOODMARK CORP · AMWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Cary Dunston
Officer — President & C.O.O. · Director
Period of report
Mar 6, 2015
Accepted (ET)
Mar 10, 2015 · 9:28 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794619
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | M | 6,000 | $23.96 | A | 41,315 | D | |
| Common StockF1,F2 | Mar 6, 2015 | S | 5,750 | $52.9112 | D | 35,565 | D | |
| Common StockF1,F3 | Mar 6, 2015 | S | 250 | $53.446 | D | 35,315 | D | |
| Common Stock | Mar 9, 2015 | M | 5,000 | $23.96 | A | 40,315 | D | |
| Common Stock | Mar 9, 2015 | M | 1,000 | $20.87 | A | 41,315 | D | |
| Common StockF1,F4 | Mar 9, 2015 | S | 6,000 | $52.3356 | D | 35,315 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employer Stock Option - Right to Buy | $23.96 | Mar 6, 2015 | M | 6,000 | D | Jun 6, 2009 | Jun 6, 2018 | Common Stock | 6,000 | 5,000 | D |
| Employer Stock Option - Right to Buy | $23.96 | Mar 9, 2015 | M | 5,000 | D | Jun 6, 2009 | Jun 6, 2018 | Common Stock | 5,000 | 0 | D |
| Employer Stock Option - Right to Buy | $20.87 | Mar 9, 2015 | M | 1,000 | D | Jun 9, 2011 | Jun 9, 2020 | Common Stock | 1,000 | 1,842 | D |
Explanation of responses
- F1Sales on this form were affected pursuant to 10b5-1 Sales Plan adopted by the reporting person on December 4, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.40 to $53.39, inclusive. The reporting person undertakes to provide to American Woodmark Corporation, any security holder of American Woodmark Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (2) to this Form 4.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.41 to $53.48, inclusive. The reporting person undertakes to provide to American Woodmark Corporation, any security holder of American Woodmark Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (3) to this Form 4.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.94 to $52.88, inclusive. The reporting person undertakes to provide to American Woodmark Corporation, any security holder of American Woodmark Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnote (4) to this Form 4.