SEC Form 4/A · accession 0000794367-19-000018
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Felicia Williams
Officer — EVP,Controller/Enterprise Risk
Period of report
Nov 20, 2017
Accepted (ET)
Mar 7, 2019 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Nov 20, 2017 | A | 6,009 | A | — | — | Common Stock | 6,009 | 6,009 | D |
Explanation of responses
- F1This amended Form 4 is being filed to correct the date the Restricted Stock Units were granted and become exercisable, which were previously reported incorrectly. As of November 20, 2017, the reporting person was granted 6,009 Restricted Stock Units, which all vest on the third anniversary of the date granted.
- F2Each restricted stock unit represents a contingent right to receive one share of Macy's, Inc. common stock.
- F3The restricted stock units all vest on the third anniversary of the date granted.