SEC Form 4 · accession 0000794367-18-000099
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Elisa D Garcia
Officer — Chief Legal Officer
Period of report
Sep 20, 2018
Accepted (ET)
Sep 24, 2018 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2018 | M | 10,727 | — | A | 10,727 | D | |
| Common Stock | Sep 21, 2018 | S | 4,628 | $35.8526 | D | 6,099 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 20, 2018 | M | 10,727 | D | — | — | Common Stock | 10,727 | 10,726 | D |
Explanation of responses
- F1One-for-one conversion.
- F2On September 20, 2016, the reporting person was granted 21,453 restricted stock units, vesting in two equal annual installments beginning on the second anniversary of the grant date.