SEC Form 4/A · accession 0000794367-18-000046
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Leslie D. Hale
Director
Period of report
Mar 31, 2018
Accepted (ET)
May 15, 2018 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F4,F2,F3 | — | Mar 31, 2018 | A | 449 | A | — | — | Common Stock | 449 | 449 | D |
Explanation of responses
- F1This amended Form 4 is being filed to correct the number of Phantom Stock Units granted on March 31, 2018, which were previously reported incorrectly. As of March 31, 2018, the reporting person was granted only 449 Phantom Stock Units.
- F21-for-1 conversion.
- F3Units are to be settled in Common Stock upon the Reporting Person's termination from the Board of Directors.
- F4The price noted is the average of the value of the stock units granted each month during the quarter for which this report is filed.