SEC Form 4 · accession 0000794367-18-000020
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joyce M Roche
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 12:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | M | 10,000 | $25.32 | A | 11,992 | D | |
| Common Stock | Mar 2, 2018 | S | 100 | $30.3803 | D | 11,892 | D | |
| Common Stock | Mar 2, 2018 | S | 3,400 | $30.3824 | D | 8,492 | D | |
| Common Stock | Mar 2, 2018 | S | 3,450 | $30.3832 | D | 5,042 | D | |
| Common Stock | Mar 2, 2018 | S | 1,295 | $30.385 | D | 3,747 | D | |
| Common Stock | Mar 2, 2018 | S | 100 | $30.39 | D | 3,647 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $25.32 | Mar 2, 2018 | M | 10,000 | D | — | May 16, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Grant to reporting person of options to purchase 10,000 shares of common stock under the Issuer's 1994 Stock Incentive Plan. The options became exercisable in 25% increments on May 16, 2009, May 16, 2010, May 16, 2011, and May 16, 2012.