SEC Form 4 · accession 0000794367-18-000019
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marna C Whittington
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 5, 2018 · 11:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 2, 2018 | M | 10,000 | $25.32 | A | 54,834 | D | |
| Common Stock | Mar 2, 2018 | S | 10,000 | $30.30 | D | 44,834 | D | |
| Common Stock | Mar 2, 2018 | M | 10,000 | $11.32 | A | 54,834 | D | |
| Common Stock | Mar 2, 2018 | S | 10,000 | $30.30 | D | 44,834 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $25.32 | Mar 2, 2018 | M | 10,000 | D | — | May 16, 2018 | Common Stock | 10,000 | 0 | D |
| Option to Purchase Common StockF2 | $11.32 | Mar 2, 2018 | M | 10,000 | D | — | May 15, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Grant to reporting person of options to purchase 10,000 shares of common stock under the Issuer's 1994 Stock Incentive Plan. The options became exercisable in 25% increments on May 16, 2009, May 16, 2010, May 16, 2011, and May 16, 2012.
- F2Grant to reporting person of options to purchase 10,000 shares of common stock under the Issuer's 1994 Stock Incentive Plan. The options became exercisable in 25% increments on May 15, 2010, May 15, 2011, May 15, 2012, and May 15, 2013.