SEC Form 3/A · accession 0000794367-17-000124
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey A Kantor
Officer — Chief Merchandising Officer
Period of report
Oct 27, 2017
Accepted (ET)
Nov 6, 2017 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 28,419 | D | ||
| Common Stock | holding | — | — | — | 6 | I | By Wife | |
| Common Stock | holding | — | — | — | 6,326 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF1 | $24.85 | holding | — | — | — | — | Mar 21, 2018 | Common Stock | 20,382 | — | D |
| Options to purchase Common StockF2 | $20.89 | holding | — | — | — | — | Mar 19, 2020 | Common Stock | 11,212 | — | D |
| Options to purchase Common StockF3 | $23.43 | holding | — | — | — | — | Mar 25, 2021 | Common Stock | 28,089 | — | D |
| Options to purchase Common StockF4 | $39.84 | holding | — | — | — | — | Mar 23, 2022 | Common Stock | 24,549 | — | D |
| Options to purchase Common StockF5 | $41.67 | holding | — | — | — | — | Mar 19, 2023 | Common Stock | 29,629 | — | D |
| Options to purchase Common StockF6 | $58.92 | holding | — | — | — | — | Mar 28, 2024 | Common Stock | 18,877 | — | D |
| Options to purchase Common StockF7 | $63.65 | holding | — | — | — | — | Mar 27, 2025 | Common Stock | 27,237 | — | D |
| Options to purchase Common StockF8 | $43.42 | holding | — | — | — | — | Mar 23, 2026 | Common Stock | 45,941 | — | D |
| Options to purchase Common StockF9 | $28.17 | holding | — | — | — | — | Mar 24, 2027 | Common Stock | 97,709 | — | D |
| Restricted Stock UnitsF11,F10 | — | holding | — | — | — | — | — | Common Stock | 23,685 | — | D |
Explanation of responses
- F1Options became exercisable as follows: 5,096 on March 21, 2009; 5,095 on March 21, 2010; 5,096 on March 21, 2011 and 5,095 on March 21, 2012.
- F10The Restricted Stock Units vest on August 25, 2020.
- F11Each restricted stock unit represents a contingent right to receive one share of Macy's Common Stock.
- F2Options became exercisable as follows: 2,803 on March 19, 2011; 2,803 on March 19, 2012; 2,803 on March 19, 2013 and 2,803 on March 19, 2014.
- F3Options became exercisable as follows: 7,023 on March 25, 2012; 7,022 on March 25, 2013; 7,022 on March 25, 2014; 7,022 on March 25, 2015.
- F4Options became exercisable as follows: 6,138 on March 23, 2013; 6,137 on March 23, 2014; 6,137 on March 23, 2015 and 6,137 on March 23, 2016.
- F5Options became exercisable as follows: 7,408 on March 19, 2014; 7,407 on March 19, 2015; 7,407 on March 19, 2016 and 7,407 on March 19, 2017.
- F6Options became exercisable as follows: 4,720 on March 28, 2015; 4,719 on March 28, 2016; 4,719 on March 28, 2017 and 4,719 on March 28, 2018.
- F7Options became exercisable as follows: 6,810 on March 27, 2016; 6,809 on March 27, 2017; 6,809 on March 27, 2018 and 6,809 on March 27, 2019.
- F8Options became exercisable as follows: 11,486 on March 23, 2017; 11,485 on March 23, 2018; 11,485 on March 23, 2019 and 11,485 on March 23, 2020.
- F9Options became exercisable as follows: 24,428 on March 24, 2018; 24,427 on March 24, 2019; 24,427 on March 24, 2020 and 24,427 on March 24, 2021.
Remarks
This Form 3A is being filed to include Exhibit 24 - Power of Attorney, which was inadvertently omitted from the Form 3 filing made 11/6/2017. There are no changes in the Reporting Person's holdings reported on that Form 3. Exhibit List: Exhibit 24 - Power of Attorney