SEC Form 3 · accession 0000794367-17-000122
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Justin S MacFarlane
Officer — Chief Strat/Analyt/Innov Ofc
Period of report
Oct 27, 2017
Accepted (ET)
Nov 6, 2017 · 5:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF1 | $43.42 | holding | — | — | — | — | Mar 23, 2026 | Common Stock | 38,961 | — | D |
| Options to purchase Common StockF2 | $28.17 | holding | — | — | — | — | Mar 24, 2027 | Common Stock | 73,282 | — | D |
Explanation of responses
- F1Options became exercisable as follows: 9,741 on March 23, 2017; 9,740 on March 23, 2018; 9,740 on March 23, 2019 and 9,740 on March 23, 2020.
- F2Options became exercisable as follows: 18,321 on March 24, 2018; 18,321 on March 24, 2019; 18,320 on March 24, 2020 and 18,320 on March 24, 2021.
Remarks
Exhibit List: Exhibit 24 - Power of Attorney