SEC Form 3 · accession 0000794367-17-000121
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Antony Spring
Officer — Chairman & CEO, Bloomindale's
Period of report
Oct 27, 2017
Accepted (ET)
Nov 6, 2017 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 15,153 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common StockF1 | $24.85 | holding | — | — | — | — | Mar 21, 2018 | Common Stock | 38,216 | — | D |
| Options to purchase Common Stock | $8.76 | holding | — | — | — | Mar 20, 2013 | Mar 20, 2019 | Common Stock | 6,463 | — | D |
| Options to purchase Common StockF2 | $20.89 | holding | — | — | — | — | Mar 19, 2020 | Common Stock | 21,023 | — | D |
| Options to purchase Common StockF3 | $23.43 | holding | — | — | — | — | Mar 25, 2021 | Common Stock | 42,134 | — | D |
| Option to purchase Common StockF4 | $39.84 | holding | — | — | — | — | Mar 23, 2022 | Common Stock | 24,549 | — | D |
| Option to purchase Common StockF5 | $41.67 | holding | — | — | — | — | Mar 19, 2023 | Common Stock | 24,691 | — | D |
| Options to purchase Common StockF6 | $58.92 | holding | — | — | — | — | Mar 28, 2024 | Common Stock | 23,597 | — | D |
| Options to purchase Common StockF7 | $63.65 | holding | — | — | — | — | Mar 27, 2025 | Common Stock | 23,099 | — | D |
| Option to purchase Common StockF8 | $43.42 | holding | — | — | — | — | Mar 23, 2026 | Common Stock | 38,961 | — | D |
| Option to purchase Common StockF9 | $28.17 | holding | — | — | — | — | Mar 24, 2027 | Common Stock | 73,282 | — | D |
Explanation of responses
- F1Options became exercisable as follows: 9,554 on March 21, 2009; 9,554 on March 21, 2010; 9,554 on March 21, 2011 and 9,554 on March 21, 2012.
- F2Options became exercisable as follows: 5,256 on March 19, 2011; 5,256 on March 19, 2012; 5,256 on March 19, 2013 and 5,255 on March 19, 2014.
- F3Options became exercisable as follows: 10,534 on March 25, 2012; 10,534 on March 25, 2013; 10,533 on March 25, 2014; 10,533 on March 25, 2015.
- F4Options became exercisable as follows: 6,138 on March 23, 2013; 6,137 on March 23, 2014; 6,137 on March 23, 2015 and 6,137 on March 23, 2016.
- F5Options became exercisable as follows: 6,173 on March 19, 2014; 6,173 on March 19, 2015; 6,173 on March 19, 2016 and 6,172 on March 19, 2017.
- F6Options became exercisable as follows: 5,900 on March 28, 2015; 5,899 on March 28, 2016; 5,899 on March 28, 2017 and 5,899 on March 28, 2018.
- F7Options became exercisable as follows: 5,775 on March 27, 2016; 5,775 on March 27, 2017; 5,775 on March 27, 2018 and 5,774 on March 27, 2019.
- F8Options became exercisable as follows: 9,741 on March 23, 2017; 9,740 on March 23, 2018; 9,740 on March 23, 2019 and 9,740 on March 23, 2020.
- F9Options became exercisable as follows: 18,321 on March 24, 2018; 18,321 on March 24, 2019; 18,320 on March 24, 2020 and 18,320 on March 24, 2021.
Remarks
Exhibit 24 - Power of Attorney