SEC Form 4 · accession 0000794367-17-000114
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III Harry A Lawton
Officer — President
Period of report
Sep 8, 2017
Accepted (ET)
Sep 12, 2017 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $21.32 | Sep 8, 2017 | A | 956,937 | A | — | Sep 8, 2027 | Common Stock | 956,937 | 956,937 | D |
| Restricted Stock UnitsF2,F3 | — | Sep 8, 2017 | A | 164,165 | A | — | — | Common Stock | 164,165 | 164,165 | D |
Explanation of responses
- F1Grant to reporting person of options to purchase 956,937 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in one third increments on September 8, 2018, September 8, 2019 and September 8, 2020.
- F2Each restricted stock unit represents a contingent right to receive one share of Macy's, Inc. common stock.
- F3The restricted stock units vest one-third on each of the first, second and third anniversaries of the date granted.