SEC Form 3 · accession 0000794367-17-000053
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard A Lennox
Officer — Chief Marketing Officer
Period of report
Mar 24, 2017
Accepted (ET)
Apr 3, 2017 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common StockF1 | $43.42 | holding | — | — | — | — | Sep 20, 2026 | Common Stock | 84,937 | — | D |
| Options to Purchase Common StockF2 | $28.17 | holding | — | — | — | — | Mar 24, 2027 | Common Stock | 73,282 | — | D |
| Restricted Stock UnitsF4,F3 | — | holding | — | — | — | — | — | Common Stock | 21,453 | — | D |
Explanation of responses
- F1Options become exercisable as follows: 21,235 on September 20, 2017; 21,234 on September 20, 2018; 21,234 on September 20, 2019 and 21,234 on September 20, 2020.
- F2Options become exercisable as follows: 18,321 on March 24, 2018; 18,321 on March 24, 2019; 18,320 on March 24, 2020 and 18,320 on March 24, 2021.
- F3The restricted stock units vest as follows: 10,727 on September 20, 2018 and 10,726 on September 20, 2019.
- F4Each restricted stock unit represents a contingent right to receive one share of Macy's common stock.