SEC Form 4 · accession 0000794367-16-000288
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig Weatherup
Director
Period of report
Nov 30, 2016
Accepted (ET)
Nov 30, 2016 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2016 | M | 10,000 | $25.32 | A | 16,000 | D | |
| Common Stock | Nov 30, 2016 | S | 10,000 | $41.9966 | D | 6,000 | D | |
| Common Stock | Nov 30, 2016 | M | 10,000 | $11.32 | A | 16,000 | D | |
| Common Stock | Nov 30, 2016 | S | 10,000 | $41.9947 | D | 6,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $25.32 | Nov 30, 2016 | M | 10,000 | D | May 16, 2009 | May 16, 2018 | Common Stock | 10,000 | 0 | D |
| Option to Purchase Common Stock | $11.32 | Nov 30, 2016 | M | 10,000 | D | May 15, 2010 | May 15, 2019 | Common Stock | 10,000 | 0 | D |