SEC Form 4 · accession 0000794367-16-000278
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Elisa D Garcia
Officer — Chief Legal Officer
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 11:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $34.96 | Sep 20, 2016 | A | 84,937 | A | — | Sep 20, 2026 | Common Stock | 84,937 | 84,937 | D |
| Restricted Stock UnitsF2 | — | Sep 20, 2016 | A | 21,453 | A | Sep 20, 2018 | Sep 20, 2019 | Common Stock | 21,453 | 21,453 | D |
Explanation of responses
- F1Grant to reporting person of options to purchase 84,937 shares of common stock under the Issuer's Amended and Restated 2009 Omnibus Incentive Compensation Plan. The options become exercisable in 25% increments on September 20, 2017, September 20, 2018, September 20, 2019 and September 20, 2020.
- F2Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. The units vest 50% each on the second and third anniversary of the grant date.