SEC Form 4 · accession 0000794367-16-000183
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen M Hoguet
Officer — Chief Financial Officer
Period of report
Feb 26, 2016
Accepted (ET)
Mar 1, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 26, 2016 | A | 9,903 | $0.00 | A | 198,459 | D | |
| Common Stock | Feb 29, 2016 | S | 9,903 | $43.2475 | D | 188,556 | D | |
| Common Stock | Feb 29, 2016 | M | 12,266 | $36.51 | A | 200,822 | D | |
| Common Stock | Feb 29, 2016 | S | 12,266 | $43.50 | D | 188,556 | D | |
| Common Stock | Mar 1, 2016 | M | 234 | $36.51 | A | 188,790 | D | |
| Common Stock | Mar 1, 2016 | S | 234 | $43.5106 | D | 188,556 | D | |
| Common StockF2 | holding | — | — | — | 2,856 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $36.51 | Feb 29, 2016 | M | 12,266 | D | Jul 11, 2009 | Jul 11, 2016 | Common Stock | 12,266 | 12,734 | D |
| Option to Purchase Common Stock | $36.51 | Mar 1, 2016 | M | 234 | D | Jul 11, 2009 | Jul 11, 2016 | Common Stock | 234 | 12,500 | D |
Explanation of responses
- F1Settlement of performance-based restricted stock units following a 3-year (2013-2015) performance period. Number includes 578 dividend shares accrued during the performance period.
- F2Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of February 29, 2016 by $43.21, the stock price of such date.