SEC Form 4 · accession 0000794367-16-000171
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey A Kantor
Officer — Chief Stores Officer
Period of report
Feb 25, 2016
Accepted (ET)
Feb 26, 2016 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 25, 2016 | M | 10,808 | $36.26 | A | 33,916 | D | |
| Common Stock | Feb 25, 2016 | S | 9,722 | $43.1682 | D | 24,194 | D | |
| Common Stock | holding | — | — | — | 6 | I | By wife | |
| Common StockF1 | holding | — | — | — | 5,384 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $36.26 | Feb 25, 2016 | M | 10,808 | D | Mar 24, 2007 | Mar 24, 2016 | Common Stock | 10,808 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of February 25, 2016 by $43.37, the stock price of such date.