SEC Form 4 · accession 0000794367-15-000143
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Neubauer
Director
Period of report
Sep 1, 2015
Accepted (ET)
Sep 1, 2015 · 12:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 1, 2015 | M | 2,500 | $39.06 | A | 154,540 | D | |
| Common Stock | Sep 1, 2015 | M | 2,500 | $25.32 | A | 157,040 | D | |
| Common Stock | Sep 1, 2015 | M | 5,000 | $11.32 | A | 162,040 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common StockF1 | $39.06 | Sep 1, 2015 | M | 2,500 | D | — | May 18, 2017 | Common Stock | 2,500 | 0 | D |
| Option to Purchase Common StockF2 | $25.32 | Sep 1, 2015 | M | 2,500 | D | — | May 16, 2018 | Common Stock | 2,500 | 0 | D |
| Option to Purchase Common StockF3 | $11.32 | Sep 1, 2015 | M | 5,000 | D | — | May 15, 2019 | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Options became exercisable on May 18, 2011.
- F2Options became exercisable on May 16, 2012.
- F3Options became exercisable as follows: 2,500 on May 15, 2012 and 2,500 on May 15, 2013.