SEC Form 4 · accession 0000794367-15-000127
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patti H Ongman
Officer — Chief Merchandise Planning Ofc
Period of report
Jun 9, 2015
Accepted (ET)
Jun 9, 2015 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2015 | M | 3,750 | $23.43 | A | 5,307 | D | |
| Common Stock | Jun 9, 2015 | S | 3,750 | $69.0194 | D | 1,557 | D | |
| Common Stock | Jun 9, 2015 | M | 3,750 | $41.67 | A | 5,307 | D | |
| Common Stock | Jun 9, 2015 | S | 3,750 | $68.9413 | D | 1,557 | D | |
| Common StockF1 | holding | — | — | — | 1,068 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $23.43 | Jun 9, 2015 | M | 3,750 | D | Mar 25, 2014 | Mar 25, 2021 | Common Stock | 3,750 | 0 | D |
| Option to Purchase Common Stock | $41.67 | Jun 9, 2015 | M | 3,750 | D | Mar 19, 2014 | Mar 19, 2023 | Common Stock | 3,750 | 3,750 | D |
Explanation of responses
- F1Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of June 8, 2015 by $68.97, the stock price of such date.