SEC Form 4 · accession 0000794367-15-000126
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis J Broderick
Officer — EVP,Gen.Counsel and Secretary
Period of report
Jun 9, 2015
Accepted (ET)
Jun 9, 2015 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2015 | M | 38,216 | $24.85 | A | 59,613 | D | |
| Common Stock | Jun 9, 2015 | S | 38,216 | $68.9042 | D | 21,397 | D | |
| Common Stock | Jun 9, 2015 | M | 18,463 | $8.76 | A | 39,860 | D | |
| Common Stock | Jun 9, 2015 | S | 18,463 | $68.9646 | D | 21,397 | D | |
| Common Stock | Jun 9, 2015 | M | 10,533 | $23.43 | A | 31,930 | D | |
| Common Stock | Jun 9, 2015 | S | 10,533 | $68.9396 | D | 21,397 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $24.85 | Jun 9, 2015 | M | 38,216 | D | Mar 21, 2009 | Mar 21, 2018 | Common Stock | 38,216 | 0 | D |
| Option to Purchase Common Stock | $8.76 | Jun 9, 2015 | M | 18,463 | D | Mar 20, 2012 | Mar 20, 2019 | Common Stock | 18,463 | 0 | D |
| Option to Purchase Common Stock | $23.43 | Jun 9, 2015 | M | 10,533 | D | Mar 25, 2015 | Mar 25, 2021 | Common Stock | 10,533 | 0 | D |