SEC Form 4 · accession 0000794367-15-000115
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert B Harrison
Officer — Chief Omnichannel Officer
Period of report
May 27, 2015
Accepted (ET)
May 28, 2015 · 10:14 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 27, 2015 | M | 10,808 | $36.26 | A | 47,366 | D | |
| Common Stock | May 27, 2015 | S | 10,808 | $67.2675 | D | 36,558 | D | |
| Common Stock | May 27, 2015 | M | 18,500 | $46.15 | A | 55,058 | D | |
| Common Stock | May 27, 2015 | S | 18,500 | $67.2222 | D | 36,558 | D | |
| Common Stock | May 27, 2015 | M | 30,573 | $24.85 | A | 67,131 | D | |
| Common Stock | May 27, 2015 | S | 30,573 | $67.1315 | D | 36,558 | D | |
| Common Stock | May 27, 2015 | M | 11,207 | $25.32 | A | 47,765 | D | |
| Common Stock | May 27, 2015 | S | 11,207 | $67.1406 | D | 36,558 | D | |
| Common StockF1 | holding | — | — | — | 1,841 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $36.26 | May 27, 2015 | M | 10,808 | D | Mar 24, 2007 | Mar 24, 2016 | Common Stock | 10,808 | 0 | D |
| Option to Purchase Common Stock | $46.15 | May 27, 2015 | M | 18,500 | D | Mar 23, 2008 | Mar 23, 2017 | Common Stock | 18,500 | 0 | D |
| Option to Purchase Common Stock | $24.85 | May 27, 2015 | M | 30,573 | D | Mar 21, 2009 | Mar 21, 2018 | Common Stock | 30,573 | 0 | D |
| Option to Purchase Common Stock | $25.32 | May 27, 2015 | M | 11,207 | D | May 16, 2009 | May 16, 2018 | Common Stock | 11,207 | 0 | D |
Explanation of responses
- F1Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of May 27, 2015 by $67.80, the stock price of such date.