SEC Form 4 · accession 0000794367-15-000099
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen M Hoguet
Officer — Chief Financial Officer
Period of report
May 15, 2015
Accepted (ET)
May 18, 2015 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | M | 38,970 | $36.26 | A | 227,526 | D | |
| Common Stock | May 15, 2015 | S | 38,970 | $64.00 | D | 188,556 | D | |
| Common Stock | May 15, 2015 | M | 100,000 | $36.51 | A | 288,556 | D | |
| Common Stock | May 15, 2015 | S | 25,000 | $64.00 | D | 263,556 | D | |
| Common Stock | May 15, 2015 | S | 50,000 | $65.00 | D | 213,556 | D | |
| Common Stock | May 15, 2015 | S | 25,000 | $66.00 | D | 188,556 | D | |
| Common StockF1 | holding | — | — | — | 2,787 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase Common Stock | $36.26 | May 15, 2015 | M | 38,970 | D | Mar 24, 2007 | Mar 24, 2016 | Common Stock | 38,970 | 0 | D |
| Option to Purchase Common Stock | $36.51 | May 15, 2015 | M | 100,000 | D | Jul 11, 2009 | Jul 11, 2016 | Common Stock | 100,000 | 25,000 | D |
Explanation of responses
- F1Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of May 15, 2015 by $66.53, the stock price of such date.