SEC Form 4 · accession 0000794367-15-000096
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Allen
Officer — Chief Human Resources Officer
Period of report
Apr 21, 2015
Accepted (ET)
Apr 21, 2015 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 21, 2015 | P | 539 | $66.83 | A | 4,652 | D | |
| Common StockF3 | holding | — | — | — | 206 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares reported in this Form 4 were purchased pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 15, 2014.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions in prices ranging from $66.80 to $66.92, inclusive. The reporting person undertakes to provide Macy's, Inc., any security holder of Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- F3Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of April 20, 2015 by $66.79, the stock price of such date.