SEC Form 4 · accession 0000794367-15-000049
Macy's, Inc. · M
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patti H Ongman
Officer — Chief Merchandise Planning Ofc
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2015 | M | 3,765 | — | A | 5,322 | D | |
| Common Stock | Mar 24, 2015 | S | 3,765 | $65.38 | D | 1,557 | D | |
| Common StockF2 | holding | — | — | — | 1,064 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Mar 24, 2015 | M | 3,765 | D | — | — | Common Stock | 3,765 | 0 | D |
Explanation of responses
- F1One-for-one conversion.
- F2Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of March 24, 2015 by $65.33, the stock price of such date.
- F3The reporting person was granted 3,765 restricted stock units on March 23, 2012, vesting was on March 23, 2015.