SEC Form 4 · accession 0001225208-16-040136
LEVEL 3 COMMUNICATIONS INC · LVLT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael Ryan
Officer — EVP, CLO
Period of report
Oct 1, 2016
Accepted (ET)
Oct 4, 2016 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794323
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 1, 2016 | A | 4,576 | $0.00 | A | 114,532 | D | |
| Common StockF1 | Oct 4, 2016 | S | 2,170 | $45.55 | D | 112,362 | D | |
| Common Stock | holding | — | — | — | 5,985 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the receipt of shares on settlement of previously granted outperform stock appreciation units.