SEC Form 4 · accession 0001127602-16-064285
MERIDIAN BIOSCIENCE INC · VIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kraeutler
Officer — Chairman and CEO · Director
Period of report
Oct 3, 2016
Accepted (ET)
Oct 5, 2016 · 2:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 732 | I | Held in Meridian Savings & Investment Plan (401K) | |
| Common Stock | holding | — | — | — | 311,683 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $19.09 | Oct 3, 2016 | A | 50,000 | A | Sep 30, 2017 | — | Common Stock | 50,000 | 50,000 | D |
| Stock Options (Right to Buy)F3,F4 | $19.09 | Oct 3, 2016 | A | 50,000 | A | Sep 30, 2018 | — | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This award is made under the 2012 Stock Incentive Plan pursuant to Mr. Kraeutler's Third Amended and Restated Employment Agreement dated October 3, 2016. The options vest in full (or 100%) on September 30, 2017 so long as Mr. Kraeutler is employed by Meridian on such date.
- F2These options expire three years from the date of Mr. Kraeutler's retirement.
- F3This award is made under the 2012 Stock Incentive Plan pursuant to Mr. Kraeutler's Third Amended and Restated Employment Agreement dated October 3, 2016. The options vest in full (or 100%) on September 30, 2018 so long as Mr. Kraeutler is employed by Meridian on such date.
- F4These options expire three years from the date of Mr. Kraeutler's retirement.