SEC Form 4 · accession 0001127602-15-030537
MERIDIAN BIOSCIENCE INC · VIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kraeutler
Officer — Chairman and CEO · Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 12:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 4, 2015 | A | 25,000 | $0.00 | A | 298,761 | D | |
| Common StockF2 | Nov 4, 2015 | A | 25,000 | $0.00 | A | 323,761 | D | |
| Common StockF3 | Nov 5, 2015 | D | 25,000 | $0.00 | D | 298,761 | D | |
| Common StockF4 | Nov 5, 2015 | A | 25,000 | $0.00 | A | 323,761 | D | |
| Common Stock | holding | — | — | — | 703 | I | Held in Meridian Savings & Investment Plan (401K) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These restricted stock units are awarded under the 2012 Stock Incentive Plan and vest in full (or 100%) on November 15, 2019.
- F2These restricted stock units are awarded under the 2012 Stock Incentive Plan and vest 25% per year over four years, subject to attainment of a specified earnings target for fiscal 2016.
- F3These restricted stock units were awarded under the 2012 Stock Incentive Plan and were subject to attainment by the Company of a specified earnings target for fiscal 2015. As the Company did not reach the target, these restricted stock units have been cancelled.
- F4This award is made under the 2012 Stock Incentive Plan pursuant to Mr. Kraeutler's Second Amended and Restated Employment Agreement dated January 15, 2015. The award was subject to attainment by the Company of revenue and earnings per share levels within a specified range for fiscal 2015. As the Company reached both specified levels, these restricted stock units have been granted and fully earned.