SEC Form 4 · accession 0001127602-15-002192
MERIDIAN BIOSCIENCE INC · VIVO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Kraeutler
Officer — Chairman and CEO · Director
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 3:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794172
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 681 | I | Held in Meridian Savings & Investment Plan (401K) | |
| Common Stock | holding | — | — | — | 273,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1,F2 | $16.50 | Jan 15, 2015 | A | 50,000 | A | Sep 30, 2015 | — | Common Stock | 50,000 | 50,000 | D |
| Stock Options (Right to Buy)F3,F4 | $16.50 | Jan 15, 2015 | A | 50,000 | A | Sep 30, 2016 | — | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1This award is made under the 2012 Stock Incentive Plan pursuant to Mr. Kraeutler's Second Amended and Restated Employment Agreement dated January 15, 2015. The options vest in full (or 100%) on September 30, 2015 so long as Mr. Kraeutler is employed by Meridian on such date.
- F2These options expire three years from the date of Mr. Kraeutler's retirement.
- F3This award is made under the 2012 Stock Incentive Plan pursuant to Mr. Kraeutler's Second Amended and Restated Employment Agreement dated January 15, 2015. The options vest in full (or 100%) on September 30, 2016 so long as Mr. Kraeutler is employed by Meridian on such date.
- F4These options expire three years from the date of Mr. Kraeutler's retirement.