SEC Form 4 · accession 0001127602-19-004266
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin P. Connor
Officer — Chief Financial Officer
Period of report
Feb 5, 2019
Accepted (ET)
Feb 6, 2019 · 10:08 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2019 | M | 8,000 | $19.32 | A | 76,504 | D | |
| Common Stock | Feb 5, 2019 | M | 4,000 | $20.50 | A | 80,504 | D | |
| Common Stock | Feb 5, 2019 | S | 8,000 | $36.77 | D | 72,504 | D | |
| Common Stock | Feb 5, 2019 | S | 4,000 | $36.94 | D | 68,504 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F2 | $19.32 | Feb 5, 2019 | M | 8,000 | D | Dec 20, 2011 | Dec 20, 2020 | Common Stock | 8,000 | 0 | D |
| Stock Options (Right to Buy)F3 | $20.50 | Feb 5, 2019 | M | 4,000 | D | Dec 20, 2012 | Dec 20, 2021 | Common Stock | 4,000 | 16,000 | D |
Explanation of responses
- F1All sales on this Form 4 were made pursuant to a 10b5-1 trading plan adopted on 1/2/2019.
- F2Exercisable 25% on 12/20/2011, 2012, 2013 and 2014.
- F3Exercisable 25% on 12/20/2012, 2013, 2014 and 2015.